The U.S. small-cap public market will receive some welcome relief from certain securities disclosure requirements when new rules implemented by the Securities and Exchange Commission (SEC) go into effect on Monday, September 10, 2018.
The small-cap market is traditionally full of companies that are either newly public (via an initial public offering or other “going public” transactions) or low-revenue companies looking to mature into higher levels of corporate growth. The small-cap public market is often defined as public companies with market capitalizations below $1 billion.
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Christopher L. Tinen, Attorney, Procopio
